Areas of Practice


Retirement Planning

It starts with a plan Planning is the doorway to what’s possible. It’s the first step in our ongoing conversation and the framework for taking action. Through our planning approach, we can develop a tailored and adaptable strategy to help you pursue your goals through every stage of your life. l Financial Goal Analysis (FGA) l Preferred Cash Flow Plan l Private Plan l Strategic Wealth Assessment

Diversify your assets

Tap the potential of global asset management solutions. The asset allocation of your portfolio can make the world of difference.

Traditional, hedge fund, real estate and infrastructure investments l Global investing l Outcome-oriented solutions l Specialty strategies in equities, fixed income and alternatives

Defamation & Image Rights

Maintaining the integrity of your public image is an inseparable part of your business, whether you’re a creative individual or a small company. Protecting your privacy and your public image from slander and libel is only one side of the coin; negotiating sponsorships, public appearances, and endorsements is the other. Our firm advises on both, offering litigation and dispute resolution, defamation (pre and post publication), and other image protection mechanisms—all so you can amplify and control the way you want the world to see you.


Access solutions that align your investment objectives with your life and values:

Equities l Taxable fixed income l Canadian, US and Non-U.S. equities and fixed income l Equity IPO l Private equity l Municipal bonds l Open-end mutual funds l Closed-end mutual funds l Hedge funds l Hedge funds-of-funds l Exchange funds l Options l Futures l Managed futures l Structured products l Sustainable investments l Foreign exchange l Exchange traded products l Precious metals l Market-linked CDs l Real estate investment trusts l Unit investment trusts


Obtain credit and use it strategically

l Securities backed credit lines l Residential lending for mortgage l Small business lending (securities backed) l Art lending (through third parties) l Aircraft financing (through third parties) l Multi-currency lending

Top of the Morning daily podcasts

Effective January 1st, 2019 
Investing podcasts will have a new home on iTunes!  If you are already a current subscriber, you will need to re-subscribe to our new iTunes page so that you can continue to receive new podcast notifications directly to your phone.  This includes the Top of the Morning and UBS On-Air podcasts.

Here is how to subscribe:

Launch the podcast application on your iPhoneSearch 'UBS On-Air' Click subscribe

From all of us, thank you for your continued support.  We look forward to continuing in our efforts to create a wide range of engaging conversations with insightful and timely commentary. 

In 10-minute audio podcasts available to you each morning, senior analysts and strategists answer tough questions on the most important events and issues impacting markets, politics, the economy and individual portfolios.

Receive Professional Advice

Receive professional advice and guidance Delegate investment decisions

Managed Portfolios l Private Wealth Solutions Delegate investment decisions to a Financial Advisor l Portfolio Management Program


The internet, software, and technology are so pervasive that we can’t remember having ever lived without them. They make our lives simpler, but behind the curtain are fluctuating challenges in protection and monetization; challenges that our firm stays two steps ahead of. We’ve helped engineers, inventors, gaming startups, and entrepreneurs develop, license, sell, and maintain ownership over their creations. We’ve also negotiated purchasing and partnership agreements for larger investment companies looking for their unicorn.


The startup and small business marketplace is still a new and fierce frontier that requires legal advice from attorneys who are deeply entrenched in the particulars of venture financing. We offer a competitive advantage that can help you save money and make more of it in the long run. We’ve steered corporations like Tap Unlimited and Hydrocycle with a balance of legal, business, operational, and financial strategies that had clear execution and built-in problem-solving contingencies. Our holistic approach is essential to any company looking to grow.